Frameworks/DORA

DORA

Digital Operational Resilience Act (EU) 2022/2554

DORA applies to financial entities in the EU and establishes requirements for ICT risk management, incident reporting, digital operational resilience testing, and ICT third-party risk management.

Key requirements

What DORA requires.

  • ICT risk management framework
  • ICT-related incident classification and reporting
  • Digital operational resilience testing (TLPT)
  • ICT third-party risk management
  • Information sharing on cyber threats
EU Financial Sector Digital Resilience Regulation

Digital Operational Resilience Act (EU) 2022/2554

How Acuna helps

DORA across all four panes.

Comply

Map DORA requirements across your ICT systems and financial entity scope.

Implement

Implement ICT risk controls, assign ownership, maintain the ICT asset register.

Operate

Run ICT risk assessments, manage third-party ICT providers, track incidents.

Assure

Prepare evidence for NCA reporting, manage TLPT findings, corrective actions.

FAQ

Common questions about DORA.

Which financial entities does DORA apply to?

DORA applies to credit institutions, payment institutions, investment firms, crypto-asset service providers, insurance companies, and ICT third-party service providers operating in the EU.

What is TLPT under DORA?

Threat-Led Penetration Testing is a mandatory advanced testing requirement for significant financial entities. It simulates real-world attacks against live production systems using intelligence from threat actors.

How does Acuna handle DORA ICT third-party risk management?

Acuna's integrated Supplier Shield module manages the full ICT third-party lifecycle from onboarding assessments to continuous monitoring, meeting DORA Chapter V requirements.

What are DORA incident reporting requirements?

Major ICT-related incidents must be reported to the National Competent Authority with an initial notification within 4 hours of classification, an intermediate report within 72 hours, and a final report within one month.

Does DORA replace existing financial sector regulations?

DORA complements existing regulations (EBA guidelines, EIOPA, ESMA). Acuna's cross-framework mapping allows you to manage DORA alongside ISO 27001 and sector-specific requirements without duplication.

Related answers

Questions practitioners ask.

What is DORA in financial services?

The Digital Operational Resilience Act (DORA, Regulation (EU) 2022/2554) applies to financial entities in the EU. It establishes requirements for ICT risk management, ICT-related incident reporting, digital operational resilience testing (including threat-led penetration testing for significant entities), ICT third-party risk management, and information sharing on cyber threats. DORA became applicable on 17 January 2025. Acuna covers DORA requirements across all four panes: framework mapping in Comply, ICT controls and asset inventory in Implement, incident and third-party management in Operate, and TLPT findings and corrective actions in Assure.

What is operational resilience testing under DORA?

DORA Chapter IV requires financial entities to maintain a digital operational resilience testing programme. This includes vulnerability assessments, network security testing, gap analysis, and software security reviews. Significant entities must also conduct threat-led penetration testing (TLPT) at least every three years, simulating real-world attacks against live production systems using threat intelligence. TLPT must be performed by qualified testers and results reported to the National Competent Authority. Acuna tracks TLPT planning, findings, and corrective actions in the Assure pane.

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